Capital Markets

Capital Markets are the financial outlets in which shares and funds are sold and bought while debt and equity is allocated between multiple entities. The function of this market is to enhance transaction efficiency. Trading in the financial marketplace is a challenge and the capital markets service team plays an essential role in the success of your company. This group of experts can deliver transparent and high-quality due diligence and valuation in first stage of the transaction, giving clients a holistic understanding and investment advice. They can also partner this with business exit strategies while addressing risk mitigation, cost reduction, and regulation advisory. During mergers and acquisitions, a seasoned service team can leverage their long-established industry relationship to make sure each process is smoothly implemented.

How We Work

Lions Assurance Financial follows several basic steps to help client in effective services in capital market:

Step 1:
Execute standard mutual non-disclosure agreement

Step 2:
Identify client objectives

Step 3:
Define the scope of work

• Identify suitable sources

• Develop plan for business

• Set timeline for each phase

• Quote Lions Assurance Financial fee for providing services

Step 4:
Complete detailed business analysis

Step 5:
Get business and owner’s share valuation

Step 6:
Identify funding source and strategies

Step 7:
Develop a business plan and exit strategy

Services We Provide

  • Due diligence and Valuation

Due diligence and valuation are an examination which provide reasonable investigation on important matters regrading business values. Learn More

  • Mergers and Acquisitions

Mergers and acquisitions are terms that are used to describe the joining of two companies, with multiple avenues for transactions. Learn More

  • Business Exit Strategies

The sale of a business as part of an exit strategy would entail an evaluation for all the assets of the business. Generally, when this occurs, each asset is treated as being sold separately for determining the treatment of gain or loss. Learn More

Clients We Work with

  • Entrepreneurially-run and privately-held
  • Sole proprietor, family-owned or partner-owned
  • Founded at least three years, generating annual revenue between $3 million -$50 million and in growth mode

Capital Providers we partner with

  • Investment Banks
  • Private Equity firms
  • Venture Capital firms
  • Capital Advisory firms
  • Accredited Investor platforms
  • Specialty Finance firms
  • Commercial Banks

*LAF supports registered FINRA/SIPC members in good standing, and who are SEC compliant

Industry We Focus on
  1. Automotive and trucking
  2. Commercial Real Estate
  3. Hospitality
  4. Retail & E-tail
  5. Financial Services
  6. Bio-pharmaceuticals + Healthcare
  7. Marketing + Advertising
  8. Engineering/Renewable Energy